Brokerage services: We act as an intermediary between buyers and sellers of securities listed on the Main Board of The Stock Exchange of Hong Kong Limited, GEM of The Stock Exchange of Hong Kong Limited and other selected overseas markets principally in return for brokerage commission income. The securities which we trade include the following:
- Stocks: stocks of listed companies on The Stock Exchange of Hong Kong Limited and overseas markets
- Derivatives: The Stock Exchange of Hong Kong Limited traded derivative warrants and the callable bull/bear contracts
- Bonds: inflation-indexed bonds
- Others: exchange-traded funds and real estate investment trusts
Margin financing services: We offer margin financing services to our clients who would like to subscribe for or acquire securities on a margin basis and we generate interest income in return.
Open an individual account
- Cash Account Form (Individual)
- Margin Account Form (Individual)
- Anti-Money Laundering and Anti-Terrorist Financing Questionnaire (Individual)
- Clients knowledge of derivative products
- Declaration of Non-US or US Person Status
- W-8BEN (Individual)
- Internet Trading Account
- Email Statement Form
- Self-Certification Form(Individual)
- Professional Investor Accessment form (Optional)
- DepositNotices
- Supporting Document for Account Opening(Reference)
- Cash Client Agreement Terms and Conditions & Risk Disclosure Statements
- Margin Client Agreement Terms and Conditions & Risk Disclosure Statements
Open a corporate account
- Cash Account Form (Corporate)
- Margin Account Form (Corporate)
- Anti-Money Laundering and Anti-Terrorist Financing Questionnaire (Corporate)
- Anti-Money Laundering and Anti-Terrorist Financing Questionnaire (Individual)
- Clients knowledge of derivative products
- Declaration of Non-US or US Person Status
- W-8BEN (Individual)
- W-8BEN (Corporate)
- Self-Certification Form(Entity)
- Self-Certification Form(Controlling person)
- Internet Trading Account
- Email Statement Form
- Professional Investor Accessment form (Optional)
- DepositNotices
- Supporting Document for Account Opening(Reference)
- Cash Client Agreement Terms and Conditions & Risk Disclosure Statements
- Margin Client Agreement Terms and Conditions & Risk Disclosure Statements
Deposit
Client could deposit into our following company bank directly. Deposit should be payable to "Head & Shoulders Securities Limited "
Bank Name Bank Account Number
Chong Hing Bank 041-256-103030-200
HSBC 004-172-595373-001
Bank of China 070-916-00722801
Client must clearly write down his/her name and account number on the pay-in slip and sent it to our Settlement Department by fax (Fax No.: 3103-8399). Then client should inform our company by phone immediately.
Clients could also inform our company by registered Email and our CS email address is cs@headandshoulders.com.hk. Please write down your name, account no. and attach with pay-in slip. If without attached pay-in slip please write down the bank name, deposit method (Cheque\Transfer), deposit time (HH:MM AM/PM) and reference number in the Email.
Important note: Please notice us before 3.00pm. Late notice could only be processed in the next business day.
Withdrawal
Clients could inform our company by phone or registered Email and clearly write down the withdrawal amount, client name and account No.
Important note: Please notice us before 11.00am. Late notice could only be processed in the next business day. Normally, handling time within 1 to 2 days.
Fee Schedule
Commission-Orders placed | |
(i) through Internet | Favorable rates* (Minimum HK$50) |
(ii) by Phone | Favorable rates* (Minimum HK$50) |
Investor Settlement Instruction (ISI) | Free |
Stamp Duty | HK$1.3 for every HK$1,000 of the transaction amount |
Transaction Levy (SFC) | 0.0027% of the transaction amount |
Transaction Levy (FRC) | 0.00015% of the transaction amount |
Trading Fee (HKEX) | 0.00565% of the transaction amount |
Clearing Fee (HKSCC) | 0.002% of the transaction amount (Min HK$5) |
Physical Stock Deposit | HK$5 per lot for transfer deed stamp duty (T/D) |
Physical Stock Withdrawal | HK$6 per lot |
Cash Dividend | 0.5% of dividend amount (Min HK$10) Scrip fee HK$2.5 per lot (First time) |
New Issues | HK$50 Handling Fee |
Any change for above charges at any time without prior notice.
* Please contact our customer service agent for details